Flushing Bank Consumer Compliance Testing Manager in New York, New York

Job Description:


The Consumer Compliance Testing Manager “CCTM” will assess and evaluate Flushing Bank’s initiatives and existing processes to identify effectiveness and efficiency of operations and compliance with applicable laws and regulations. Based on findings, the CCTM will present recommendations for corrective action and compliance to senior management. The CCTM will oversee either compliance personnel or consultants or both as part of the Bank’s “Second Line of Defense”. The CCTM will report directly to the Chief Risk Officer.


  • Prepare an annual Consumer Compliance Risk Assessment.

  • Perform internal control reviews to ensure compliance with the various laws and regulations under which the Bank operates.

  • Execute detailed monitoring procedures, including reviewing transactions, documents, records, reports, and policies and procedures for accuracy and effectiveness.

  • Identify potential or actual weaknesses in regulatory-related processes, procedures and controls.

  • Interpret risk assessment results and apply appropriate approach to review of business related activities.

  • Prepare reports and ensure that adequate documentation exists to support the completed review and conclusions.

  • Develop recommendations for corrective action/improvement.

  • Review preliminary report with appropriate management and get clarification on errors or omissions.

  • Follow up on report findings to ensure that management has taken corrective action(s) that support compliance.

  • Provide assistance to internal auditors as requested.

  • Perform miscellaneous job-related duties as assigned.


  • Bachelor's degree with business emphasis in a related field.

  • 8 to 10 years of bank compliance experience.

  • Experience in various federal and state laws and regulation.

  • Prior experience as an assistant compliance officer or in compliance auditing.

  • Ability to travel within Queens, Brooklyn, Manhattan and Nassau County.

  • CIA, CFSA or CRCM designation preferred.


  • Bachelor’s Degree required, legal or advanced degree desired.

  • Experience in Word, Excel, PowerPoint and Visio.

  • Excellent interpersonal skills.

  • Critical thinking and analytical skills.

  • Strong written and verbal communication skills.

  • Good leadership ability and team building skills.

  • Effectively works independently within a team construct, while supporting teamwork and achievement of team objectives.

  • In-depth knowledge of federal, state, and local laws, regulations, and standards governing the Bank (i.e. Dodd Frank, Volcker Rule, and FDIC Compliance Program Manual requirements.

Flushing Bank offers a competitive compensation package including medical, dental, vision, 401K, Defined Contribution Retirement Program, Profit Sharing, GTLI, FSA & vacation benefits.

EOE M/F/Disabled/Veteran Job Title:Consumer Compliance Testing Manager

Job Type:Full-Time

Location:Uniondale, NY