BNY Mellon Compliance Officer III (AML Compliance Monitoring) in New York, New York
Manages AML compliance efforts for the Company as they relateto complex regulatory and policy requirements, program and project development.Analyzes existing and proposed legislation, regulatory announcements, andindustry practices, and helps businesses develop and implement procedures tomeet these requirements. Validates control processes to ensure compliance withlaws, rules and regulations through AML compliance monitoring and testing.Partners with business unit managers to respond to reports issued by regulatoryagencies or audit. May manage small team of Compliance Analysts. Will havecontact with outside regulators, government officials, and senior Business Unitmanagers.
BA/BS, MBA or professional certification preferred. 7-10 years relevant product/financial services and/or auditing or compliance experience preferred. Thorough knowledge of Financial Services rules and regulations. Solid understanding of Compliance Risk Management and best practices. Excellent problem solving, analytical ability, oral and written communication skills. The ability to handle stressful situations with internal clients and regulators, while maintaining a professional approach to problem solving. Ability to effectively deal with senior management as well as, Federal/State and other Regulators Strong interpersonal skills to influence and impact business decisions over which the incumbent has no direct authority.
Primary Location: United States-New York-New York
Internal Jobcode: 23620
Organization: Compliance & Ethics-HR06015
Requisition Number: 1714109
BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer.
Minorities/Females/Individuals With Disabilities/Protected Veterans.