Capital One AVP - Financial Advisor - Queens, NY in Floral Park, New York

Queens-Hillside Avenue Br 692 (22692), United States of America, Floral Park, New York

At Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding.

Guided by our shared values, we thrive in an environment where collaboration and openness are valued. We believe that innovation is powered by perspective and that teamwork and respect for each other lead to superior results. We elevate each other and obsess about doing the right thing. Our associates serve with humility and a deep respect for their responsibility in helping our customers achieve their goals and realize their dreams. Together, we are on a quest to change banking for good.

AVP - Financial Advisor - Queens, NY

At Capital One, it’s all about dreaming, disrupting, and delivering a better way…


Capital One Investing is the trade name of Capital One Investment Services LLC, a registered broker dealer that provides brokerage services to customers of Capital One. We focus on empowering our investors to be life-long investors. Capital One is strategically growing our Financial Advisor network throughout the country.


  • As a Capital One Investing Financial Advisor, you’ll partner with our banking associates to assist our existing customers as well as grow new business.

  • We will sponsor you to attain additional FINRA licensing as required in order to perform the duties of your position; however, the following Conditions of Employment apply:

• As a Condition of Employment, you will be given 60 days to attain your Series 63/65 or Series 66 (if you have the Series 7).

• As a Condition of Employment, you will be given 30 days to attain your Life and Health Licenses.

  • You will work under the mentorship of a VP, Financial Advisor to manage a territory of bank branches and the current book of business, as well as prospect for new business.

  • When you join Capital One Investing, you join a Capital One branch network with outstanding name recognition where you will receive qualified leads, and Share Builder, one of the nation’s largest on-line trading platforms, giving you the ability to offer your clients a combination of advised and self-directed investments.

  • A diverse suite of product offerings and financial planning. There are no proprietary products to push. This allows you to do what is best for your client.


We provide our associates with a dynamic environment combined with two key values: Excellence and Do the Right Thing. We take pride in encouraging our associates to think independently in a collaborative setting and to present creative ideas to senior management. It’s this type of innovative thinking that is a major part of our corporate growth as well as our overall success.

• Ranked on FORTUNE’S 100 Best Companies List for four straight years

• Named to Working Mother’s 100 Best Companies list

• Named one of the “Best Places to Work for Recent Grads” by Experience Inc.


At least a High School Diploma, GED, equivalent certification, or military experience

FINRA Series 7 Certification

FINRA Series 63 Certification


Bachelor’s Degree

FINRA Series 66 Certification (60 days to attain)

State-approved Life and Health Insurance Licenses (30 days to attain)

3 years of Financial Advisor experience

CFP Designation

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.